SEC Appoints Veteran Leader John Moses to Spearhead Investor Education and Protection Initiatives
WASHINGTON, D.C. — June 12, 2026 — The Securities and Exchange Commission (SEC) has officially announced the appointment of John...
Financial Law and Compliance
Regulators Seek to Bridge the Divide: SEC and CFTC Launch Joint Initiative to Harmonize Portfolio Margining
WASHINGTON, D.C. – June 26, 2026 – In a move signaling a major shift toward modernizing the U.S. financial regulatory...
Regulatory Convergence: SEC and CFTC Launch Joint Initiative to Overhaul Swap Data Reporting
Washington D.C., June 18, 2026 — In a landmark move toward regulatory efficiency, the Securities and Exchange Commission (SEC) and...
Regulatory Overhaul: SEC and CFTC Launch Joint Inquiry to Harmonize Derivatives Market Oversight
WASHINGTON, D.C. — In a significant move toward modernizing the architecture of American financial markets, the Securities and Exchange Commission...
SEC Appoints Industry Veteran David Woodcock as New Director of Enforcement
WASHINGTON, D.C. — The U.S. Securities and Exchange Commission (SEC) announced today that David Woodcock, a distinguished legal strategist and...
SEC and CFTC Unlock Liquidity: A New Era for U.S. Treasury Cross-Margining
WASHINGTON, D.C. — April 15, 2026 — In a landmark move designed to bolster the resilience of the world’s most...
The Future of Market Surveillance: SEC Launches Comprehensive Review of the Consolidated Audit Trail (CAT)
WASHINGTON, D.C. — April 16, 2026 — In a move signaling a potential structural shift in how the United States...
SEC Convenes Advisory Panel to Address Stagnation in IPO Market: A Quest to Revitalize Public Capital Formation
Washington D.C., April 16, 2026 — In an effort to address the persistent cooling of the initial public offering (IPO)...
Transparency in the Digital Age: SEC Launches "Material Matters" Podcast to Demystify Regulatory Policy
WASHINGTON, D.C. — April 16, 2026 — In an era where the intricacies of federal regulation often remain shielded behind...
SEC Appoints Kathleen M. Hutchinson as Permanent Director of the Office of International Affairs
WASHINGTON, D.C. — June 24, 2026 — In a move signaling a commitment to stability and seasoned leadership, the U.S....
Regulatory Overhaul: SEC and CFTC Propose Significant Relief for Private Fund Reporting
WASHINGTON, D.C. — April 20, 2026 — In a major shift toward regulatory efficiency, the U.S. Securities and Exchange Commission...
A Legacy of Enforcement: Jason Burt to Depart SEC After Over Two Decades of Public Service
WASHINGTON – The U.S. Securities and Exchange Commission (SEC) announced today that Jason Burt, the Deputy Director of the Division...
