A Legacy of Enforcement: Jason Burt to Depart SEC After Over Two Decades of Public Service
WASHINGTON, D.C. — The Securities and Exchange Commission (SEC) announced today that Jason Burt, a cornerstone of the agency’s enforcement...
Financial Law and Compliance
SEC Proposes Historic Shift: New Rule Could Allow Public Companies to Move to Semiannual Reporting
WASHINGTON, D.C. – May 5, 2026 — In a move that signals a potential paradigm shift for American capital markets,...
SEC Issues Landmark Guidance to Streamline Pooled Employer Plans: A Boost for American Retirement Security
WASHINGTON, D.C. — May 5, 2026 — In a move designed to harmonize federal securities regulations with the evolving landscape...
Anatomy of a Global Betrayal: SEC Dismantles Decade-Long Insider Trading Ring
WASHINGTON, D.C. – May 6, 2026 – In a sweeping enforcement action that has sent shockwaves through the corridors of...
SEC Abandons Decades-Old ‘No-Deny’ Policy, Reshaping Enforcement Strategy
WASHINGTON, D.C. — In a landmark policy shift that signals a retreat from five decades of rigid enforcement tactics, the...
SEC Unveils Landmark Overhaul to Modernize Public Markets and Reverse Delisting Trends
WASHINGTON, D.C. — May 19, 2026 — In a move that represents the most significant recalibration of federal securities regulation...
Strengthening the Regulatory Perimeter: SEC and NFA Forge New Strategic Partnership to Bolster Market Integrity
WASHINGTON, D.C. — May 21, 2026 — In a move designed to harmonize the complex landscape of U.S. financial oversight,...
SEC Investor Advisory Committee to Tackle Private Markets and Reporting Reform in Upcoming Public Session
WASHINGTON, D.C. — May 27, 2026 — As the U.S. financial landscape continues to evolve under the pressures of technological...
SEC Moves to Rescind Climate Disclosure Mandates, Citing Regulatory Overreach and Economic Burden
WASHINGTON D.C. — In a landmark policy reversal that marks a significant shift in the landscape of American corporate governance,...
SEC Bolsters Investor Advisory Committee with Four New Appointments Amid Shifting Regulatory Landscape
WASHINGTON, D.C. — June 1, 2026 — In a strategic move aimed at reinforcing the agency’s oversight capabilities and fostering...
SEC Unveils Strategic Vision: A Return to Foundational Principles for Fiscal Years 2026–2030
WASHINGTON, D.C. — In a significant shift aimed at refocusing the regulatory landscape of the United States, the Securities and...
SEC Expands Small Business Capital Formation Advisory Committee to Bolster Entrepreneurial Growth
WASHINGTON, D.C. — June 4, 2026 — In a strategic move aimed at strengthening the ecosystem for emerging enterprises, the...
