SEC Moves to Rescind Climate Disclosure Mandates, Citing Overreach and Regulatory Burden
WASHINGTON D.C. — May 29, 2026 — In a landmark pivot for U.S. capital markets, the Securities and Exchange Commission...
Financial Law and Compliance
SEC Bolsters Investor Advisory Committee with Four New Appointments Amid Shifting Regulatory Landscape
WASHINGTON, D.C. — June 1, 2026 — The U.S. Securities and Exchange Commission (SEC) officially announced today the appointment of...
A New Direction: SEC Unveils Ambitious 2026-2030 Strategic Roadmap to Refocus on Core Mandates
WASHINGTON, D.C. — In a significant move that signals a potential pivot in the regulatory philosophy of the nation’s top...
SEC Bolsters Small Business Advisory Committee with New Appointments to Drive Capital Formation
WASHINGTON, D.C. — June 4, 2026 — In a strategic move aimed at revitalizing the landscape for emerging enterprises, the...
Revolutionizing Regulatory Oversight: SEC and Federal Agencies Unveil Unified Financial Data Standards
WASHINGTON, D.C. — June 8, 2026 — In a landmark move designed to modernize the architecture of the American financial...
SEC Moves to Rescind Regulation NMS Rules 611 and 610(e): A Watershed Moment for Equity Market Structure
WASHINGTON, D.C. — June 11, 2026 — In a move that signals the most significant overhaul of U.S. equity market...
SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
WASHINGTON, D.C. — June 12, 2026 — In a move designed to bolster the agency’s frontline defense for retail investors,...
SEC Issues Landmark Guidance to Streamline Pooled Employer Plans: A New Era for Retirement Security
WASHINGTON D.C., May 5, 2026 — In a move designed to bolster the retirement readiness of millions of American workers,...
Regulators Seek to Bridge the Divide: SEC and CFTC Launch Joint Initiative to Overhaul Swap Data Reporting
Washington, D.C. — June 18, 2026 In a significant move toward regulatory efficiency, the Securities and Exchange Commission (SEC) and...
SEC and CFTC Launch Landmark Initiative to Harmonize Portfolio Margining Frameworks
WASHINGTON, D.C. — June 26, 2026 — In a move signaling a major shift toward modernizing the architecture of U.S....
Regulators Seek to Bridge the Gap: SEC and CFTC Launch Joint Inquiry into Derivatives Definitions
WASHINGTON, D.C. — June 18, 2026 — In a landmark move signaling a new era of interagency cooperation, the Securities...
SEC Bolsters Oversight: Office of Municipal Securities Updates Guidance to Enhance Market Transparency
WASHINGTON, D.C. — July 10, 2026 — In a move designed to fortify the integrity of the multi-trillion-dollar municipal securities...
