Bridging the Regulatory Divide: SEC and CFTC Launch Joint Initiative to Overhaul Portfolio Margining
WASHINGTON, D.C. — June 26, 2026 — In a landmark move toward modernizing the U.S. financial regulatory architecture, the Securities...
compliance
Regulators Move to Simplify Derivatives Landscape: SEC and CFTC Launch Joint Inquiry into Swap Data Reporting
Washington D.C. — June 18, 2026 — In a landmark move toward regulatory efficiency, the Securities and Exchange Commission (SEC)...
SEC and CFTC Launch Landmark Joint Initiative to Overhaul Derivatives Regulatory Framework
WASHINGTON, D.C. — In a significant move toward modernizing the U.S. financial regulatory landscape, the Securities and Exchange Commission (SEC)...
Reimagining Market Oversight: The SEC Launches Sweeping Review of the Consolidated Audit Trail (CAT)
WASHINGTON, D.C. — April 16, 2026 — In a move signaling a potential sea change for the architecture of U.S....
Revitalizing the Public Markets: SEC Advisory Committee Convenes to Tackle the IPO Drought
WASHINGTON, D.C. — April 16, 2026 — In an effort to address the persistent stagnation in the United States initial...
Transparency in the Digital Age: SEC Launches ‘Material Matters’ Podcast to Bridge the Regulatory Gap
WASHINGTON, D.C. — April 16, 2026 — In an era defined by rapid technological shifts, complex market dynamics, and a...
Regulatory Overhaul: SEC and CFTC Propose Significant Relief for Private Fund Advisers
WASHINGTON, D.C. — April 20, 2026 — In a landmark move signaling a shift toward regulatory efficiency, the Securities and...
SEC Veteran Jason Burt to Depart After Two Decades of Regulatory Stewardship
WASHINGTON, D.C. – The Securities and Exchange Commission (SEC) announced today that Jason Burt, a cornerstone of the agency’s enforcement...
SEC Bolsters Global Regulatory Oversight: Kathleen M. Hutchinson Named Permanent Director of International Affairs
WASHINGTON, D.C. — June 24, 2026 — In a move signaling a renewed emphasis on cross-border regulatory cohesion, the Securities...
SEC Expands Market Transparency: DERA Releases Comprehensive Q1 2026 Data Suite
Washington, D.C. — July 1, 2026 — In a move designed to bolster market transparency and provide institutional and retail...
SEC Proposes Landmark Shift Toward Semiannual Reporting: A New Era for U.S. Corporate Disclosure
WASHINGTON, D.C. – May 5, 2026 – In a significant departure from decades of regulatory precedent, the U.S. Securities and...
SEC Unveils Regulatory Framework for Pooled Employer Plans: Bolstering Retirement Security for the American Workforce
WASHINGTON, D.C. — May 5, 2026 — In a move designed to streamline retirement accessibility for millions of Americans, the...
