SEC Bolsters Investor Advisory Committee with New Appointments to Address Market Challenges
WASHINGTON, D.C. – June 1, 2026 – The U.S. Securities and Exchange Commission (SEC) announced today the appointment of four...
Financial Law and Compliance
SEC Unveils Strategic Vision: A Return to Foundational Principles for the 2026–2030 Era
WASHINGTON, D.C. — In a decisive move signaling a shift toward regulatory back-to-basics, the Securities and Exchange Commission (SEC) released...
SEC Bolsters Small Business Capital Formation Advisory Committee with Five Strategic Appointments
WASHINGTON, D.C. — June 4, 2026 — In a move designed to strengthen the dialogue between federal regulators and the...
A New Era of Financial Transparency: SEC Unveils Landmark Joint Data Standards Under the FDTA
WASHINGTON, D.C. — In a transformative move for the American financial regulatory landscape, the U.S. Securities and Exchange Commission (SEC)...
SEC Proposes Historic Overhaul: The End of Regulation NMS Rules 611 and 610(e)
WASHINGTON, D.C. — June 11, 2026 — In a move that signals a seismic shift in the architecture of the...
SEC Appoints John Moses as Permanent Director of Investor Education and Assistance
WASHINGTON, D.C. — June 12, 2026 — The Securities and Exchange Commission (SEC) officially announced today the appointment of John...
SEC Sets Stage for Critical Review of Options Market Structure: April 2026 Roundtable
WASHINGTON, D.C. — April 2, 2026 — In a move signaling a potential regulatory shift in the rapidly evolving derivatives...
SEC and CFTC Launch Landmark Joint Initiative to Overhaul Swap Data Reporting Frameworks
WASHINGTON, D.C. — June 18, 2026 — In a significant move toward regulatory modernization, the Securities and Exchange Commission (SEC)...
SEC and CFTC Launch Landmark Joint Initiative to Harmonize U.S. Derivatives Regulation
WASHINGTON, D.C. — June 18, 2026 — In a move signaling a major shift toward regulatory modernization, the U.S. Securities...
A Fundamental Reset: The SEC’s Fiscal Year 2025 Enforcement Overhaul
In a watershed moment for American financial regulation, the U.S. Securities and Exchange Commission (SEC) has officially closed the books...
SEC Appoints Industry Veteran David Woodcock as New Director of Enforcement
WASHINGTON, D.C. – In a move signaling a strategic pivot toward a renewed focus on market integrity and core investor...
SEC Paves Way for Enhanced Liquidity in U.S. Treasury Markets with New Cross-Margining Framework
WASHINGTON, D.C. — April 15, 2026 — In a landmark move designed to bolster the structural integrity and efficiency of...
