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Financial Law and Compliance

the-end-of-an-era-sec-proposes-rescission-of-regulation-nms-rules-610-and-611
  • Financial Law and Compliance

The End of an Era: SEC Proposes Rescission of Regulation NMS Rules 610 and 611

Lina Hope June 13, 2026

WASHINGTON, D.C. — June 11, 2026 — In a move that signals a seismic shift in the architecture of the...

Read MoreRead more about The End of an Era: SEC Proposes Rescission of Regulation NMS Rules 610 and 611
sec-appoints-john-moses-as-permanent-director-of-investor-education-and-assistance
  • Financial Law and Compliance

SEC Appoints John Moses as Permanent Director of Investor Education and Assistance

Nila Kartika Wati February 14, 2026

WASHINGTON, D.C. — June 12, 2026 — The U.S. Securities and Exchange Commission (SEC) announced today the appointment of John...

Read MoreRead more about SEC Appoints John Moses as Permanent Director of Investor Education and Assistance

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